Form 4 for ASB ASSOCIATED BANC-CORP
Accepted 2022-10-26 00:00:00 ET · period of report 2022-10-25 · accession 0001127602-22-024411 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-10-26 | 2022-10-25 | ASB | Utz John A. | EVP | M - OptEx | $14.02 | +12.7K | 85.7K | +17% | +$177.5K |
| D | 2022-10-26 | 2022-10-25 | ASB | Utz John A. | EVP | S - Sale+OE | $23.48 | -12.7K | 73.0K | -15% | -$297.2K |
| D | 2022-10-26 | 2022-10-25 | ASB | Utz John A. | EVP | M - OptEx | $0.00 | -12.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock $0.01 Par Value | 2022-10-25 | M | A | 12,659 | $14.02 | 85,681.46 | D | — | — | |
| 2 | Common | Common Stock $0.01 Par Value | 2022-10-25 | S | D | 12,659 | $23.48 | 73,022.46 | D | — | — | (F1) The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.46 to $23.49, inclusive. The reporting person undertakes to provide to Associated Banc-Corp, any security holders of Associated Banc-Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes above. |
| 3 | Derivative | Non-qualified Stock Option (Right to Buy) | 2022-10-25 | M | D | 12,659 | $0.00 | 0 | D | $14.02 · — to 2023-01-22 | 12,659 Common Stock $0.01 Par Value | (F2) Options vested in annual increments over 3 years; 34% on the first anniversary after the grant date, and 33% on the second and third anniversaries after the grant date, respectively. |