Form 4 for MMM 3M
Accepted 2022-10-31 00:00:00 ET · period of report 2022-10-28 · accession 0001127602-22-024479 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-10-31 | 2022-10-28 | MMM | Rhodes Kevin H | EVP, CLO | S - Sale+OE | $126.40 | -5,703 | 5,867 | -49% | -$720.8K |
| D | 2022-10-31 | 2022-10-28 | MMM | Rhodes Kevin H | EVP, CLO | M - OptEx | $101.49 | +5,703 | 7,736 | +280% | +$578.8K |
| D | 2022-10-31 | 2022-10-28 | MMM | Rhodes Kevin H | EVP, CLO | M - OptEx | $0.00 | -5,703 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-10-28 | S | D | 3,734 | $126.40 | 2,033.41 | D | — | — | (F2) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. (F1) Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| 2 | Common | Common Stock | 2022-10-28 | S | D | 100 | $126.40 | 5,767.41 | D | — | — | |
| 3 | Common | Common Stock | 2022-10-28 | S | D | 1,269 | $126.39 | 6,467.41 | D | — | — | |
| 4 | Common | Common Stock | 2022-10-28 | M | A | 5,703 | $101.49 | 7,736.41 | D | — | — | |
| 5 | Common | Common Stock | 2022-10-28 | S | D | 600 | $126.39 | 5,867.41 | D | — | — | |
| 6 | Derivative | Non-qualified Stock Option (Right to Buy) | 2022-10-28 | M | D | 5,703 | $0.00 | 0 | D | $101.49 · 2014-02-05 to 2023-02-03 | 5,703 Common Stock |