Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2022-11-08 00:00:00 ET · period of report 2022-11-04 · accession 0001127602-22-025056 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-08 | 2022-11-04 | YUMC | Wang Warton | General Manager, KFC | M - OptEx | $19.00 | +7,539 | 8,915 | +548% | +$143.2K |
| D | 2022-11-08 | 2022-11-04 | YUMC | Wang Warton | General Manager, KFC | S - Sale+OE | $49.68 | -4,666 | 4,249 | -52% | -$231.8K |
| D | 2022-11-08 | 2022-11-04 | YUMC | Wang Warton | General Manager, KFC | D - Sale to Iss | $49.86 | -2,873 | 1,376 | -68% | -$143.2K |
| D | 2022-11-08 | 2022-11-04 | YUMC | Wang Warton | General Manager, KFC | M - OptEx | $0.00 | -7,539 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-04 | M | A | 7,539 | $19.00 | 8,915 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-04 | S | D | 4,666 | $49.68 | 4,249 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $49.63 to $49.73. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 3 | Common | Common Stock | 2022-11-04 | D | D | 2,873 | $49.86 | 1,376 | D | — | — | |
| 4 | Derivative | Stock Appreciation Right | 2022-11-04 | M | D | 7,539 | $0.00 | 0 | D | $19.00 · — to 2023-02-06 | 7,539 Common Stock | (F2) Vested in full. |