Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2022-11-09 00:00:00 ET · period of report 2022-11-08 · accession 0001127602-22-025168 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-09 | 2022-11-08 | TMP | McKenna John M | EVP, Tompkins Bank of Castile | M - OptEx | $40.60 | +723 | 13.2K | +6% | +$29.4K |
| D | 2022-11-09 | 2022-11-08 | TMP | McKenna John M | EVP, Tompkins Bank of Castile | F - Tax | $81.23 | -521 | 12.7K | -4% | -$42.3K |
| D | 2022-11-09 | 2022-11-08 | TMP | McKenna John M | EVP, Tompkins Bank of Castile | M - OptEx | $0.00 | -723 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-08 | M | A | 723 | $40.60 | 13,242.92 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-08 | F | D | 521 | $81.23 | 12,721.92 | D | — | — | (F1) Shares withheld for Option cost and taxes |
| 3 | Derivative | Stock Appreciation Rights (SAR) | 2022-11-08 | M | D | 723 | $0.00 | 0 | D | $40.60 · — to 2023-05-03 | 723 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |