Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2022-11-14 00:00:00 ET · period of report 2022-11-09 · accession 0001127602-22-025373 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2022-11-14 | 2022-11-09 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | A - Grant | $81.48 | +730 | 15.6K | +5% | +$59.5K | |
| M | 2022-11-14 | 2022-11-09 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | F - Tax | $81.48 | -408 | 15.1K | -3% | -$33.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-09 | A | A | 730 | $81.48 | 15,636.95 | D | — | — | (F2) Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant. |
| 2 | Common | Common Stock | 2022-11-09 | F | D | 159 | $81.48 | 14,906.95 | D | — | — | (F1) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 3 | Common | Common Stock | 2022-11-09 | F | D | 119 | $81.48 | 15,195.95 | D | — | — | (F1) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |
| 4 | Common | Common Stock | 2022-11-09 | F | D | 130 | $81.48 | 15,065.95 | D | — | — | (F1) Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock. |