Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-11 · accession 0001127602-22-025571 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-15 | 2022-11-11 | YUMC | Zhang Leila | CTO | D - Sale to Iss | $53.54 | -647 | 7,752 | -8% | -$34.6K |
| D | 2022-11-15 | 2022-11-11 | YUMC | Zhang Leila | CTO | M - OptEx | $19.00 | +1,823 | 9,575 | +24% | +$34.6K |
| D | 2022-11-15 | 2022-11-11 | YUMC | Zhang Leila | CTO | S - Sale+OE | $53.51 | -1,176 | 8,399 | -12% | -$62.9K |
| D | 2022-11-15 | 2022-11-11 | YUMC | Zhang Leila | CTO | M - OptEx | $0.00 | -1,823 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-11 | D | D | 647 | $53.54 | 7,752 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-11 | M | A | 1,823 | $19.00 | 9,575 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-11 | S | D | 1,176 | $53.51 | 8,399 | D | — | — | (F1) This transaction was executed in multiple trades at prices ranging from $53.511 to $53.53. The price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected. |
| 4 | Derivative | Stock Appreciation Right | 2022-11-11 | M | D | 1,823 | $0.00 | 0 | D | $19.00 · — to 2023-02-06 | 1,823 Common Stock | (F2) Vested in full. |