Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2022-11-15 00:00:00 ET · period of report 2022-11-11 · accession 0001127602-22-025575 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-15 | 2022-11-11 | YUMC | Wang Alice H | Chief Public Affairs Off | M - OptEx | $22.71 | +5,374 | 21.0K | +34% | +$122.1K |
| D | 2022-11-15 | 2022-11-11 | YUMC | Wang Alice H | Chief Public Affairs Off | D - Sale to Iss | $53.60 | -2,279 | 17.1K | -12% | -$122.2K |
| D | 2022-11-15 | 2022-11-11 | YUMC | Wang Alice H | Chief Public Affairs Off | S - Sale+OE | $53.60 | -3,095 | 19.4K | -14% | -$165.9K |
| DM | 2022-11-15 | 2022-11-11 | YUMC | Wang Alice H | Chief Public Affairs Off | M - OptEx | $0.00 | -5,374 | 10.7K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-11 | M | A | 1,500 | $26.98 | 22,482 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-11 | D | D | 2,279 | $53.60 | 17,108 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-11 | S | D | 3,095 | $53.60 | 19,387 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-11 | M | A | 3,874 | $21.06 | 20,982 | D | — | — | |
| 5 | Derivative | Stock Appreciation Right | 2022-11-11 | M | D | 3,874 | $0.00 | 0 | D | $21.06 · — to 2026-02-05 | 3,874 Common Stock | (F1) Vested in full. |
| 6 | Derivative | Stock Appreciation Right | 2022-11-11 | M | D | 1,500 | $0.00 | 10,712 | D | $26.98 · — to 2026-11-11 | 1,500 Common Stock | (F1) Vested in full. |