Form 4 for YUM Yum! Brands
Accepted 2022-11-15 00:00:00 ET · period of report 2022-03-11 · accession 0001127602-22-025598 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-15 | 2022-11-12 | YUM | Powell Aaron | CEO - Pizza Hut | F - Tax | $123.33 | -3,202 | 4,933 | -39% | -$394.9K |
| D | 2022-11-15 | 2022-11-12 | YUM | Powell Aaron | CEO - Pizza Hut | M - OptEx | $123.33 | +8,135 | 8,135 | New | +$1.00M |
| DM | 2022-11-15 | 2022-03-11+ | YUM | Powell Aaron | CEO - Pizza Hut | J - Other | $115.58 | +418.45 | 4,158 | +11% | +$48.4K |
| D | 2022-11-15 | 2022-11-12 | YUM | Powell Aaron | CEO - Pizza Hut | M - OptEx | $0.00 | -8,135 | 16.3K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-12 | F | D | 3,202 | $123.33 | 4,933 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-12 | M | A | 8,135 | $123.33 | 8,135 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 20.09 | $116.26 | 4,117.09 | D | — · — to 2032-02-11 | 20.09 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 25% per year beginning one year from grant date. |
| 4 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 117.90 | $116.26 | 24,165.38 | D | $125.22 · 2024-11-12 to 2024-11-12 | 117.90 Common Stock | |
| 5 | Derivative | Restricted Stock Units | 2022-11-12 | M | D | 8,135 | $0.00 | 16,270.01 | D | $125.22 · 2024-11-12 to 2024-11-12 | 8,135 Common Stock | |
| 6 | Derivative | Restricted Stock Units | 2022-06-10 | J | A | 120.39 | $114.41 | 24,285.77 | D | $125.22 · 2024-11-12 to 2024-11-12 | 120.39 Common Stock | |
| 7 | Derivative | Restricted Stock Units | 2022-06-10 | J | A | 20.51 | $114.41 | 4,137.60 | D | — · — to 2032-02-11 | 20.51 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 25% per year beginning one year from grant date. |
| 8 | Derivative | Restricted Stock Units | 2022-09-09 | J | A | 119.24 | $116.09 | 24,405.01 | D | $125.22 · 2024-11-12 to 2024-11-12 | 119.24 Common Stock | |
| 9 | Derivative | Restricted Stock Units | 2022-09-09 | J | A | 20.32 | $116.09 | 4,157.92 | D | — · — to 2032-02-11 | 20.32 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 25% per year beginning one year from grant date. |