Form 4 for ASH ASHLAND INC.
Accepted 2022-11-16 00:00:00 ET · period of report 2022-11-13 · accession 0001127602-22-025717 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-16 | 2022-11-13 | ASH | WILLIS J KEVIN | CFO, Sr.VP | M - OptEx | $108.93 | +12.9K | 15.5K | +514% | +$1.41M |
| DM | 2022-11-16 | 2022-11-13 | ASH | WILLIS J KEVIN | CFO, Sr.VP | F - Tax | $108.93 | -6,095 | 10.1K | -38% | -$663.9K |
| DM | 2022-11-16 | 2022-11-13 | ASH | WILLIS J KEVIN | CFO, Sr.VP | M - OptEx | $0.00 | -12.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-13 | M | A | 1,548 | $108.93 | 11,638.70 | D | — | — | (F1) Includes 3,637 shares of unvested Restricted Stock. |
| 2 | Common | Common Stock | 2022-11-13 | F | D | 730 | $108.93 | 10,908.70 | D | — | — | (F1) Includes 3,637 shares of unvested Restricted Stock. |
| 3 | Common | Common Stock | 2022-11-13 | F | D | 5,365 | $108.93 | 10,090.70 | D | — | — | (F1) Includes 3,637 shares of unvested Restricted Stock. |
| 4 | Common | Common Stock | 2022-11-13 | M | A | 11,390 | $108.93 | 15,455.70 | D | — | — | (F1) Includes 3,637 shares of unvested Restricted Stock. |
| 5 | Derivative | Restricted Stock Units | 2022-11-13 | M | D | 11,390 | $0.00 | 0 | D | — · — to — | 11,390 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F3) Grant of Restricted Stock Units on November 15, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. |
| 6 | Derivative | Restricted Stock Units | 2022-11-13 | M | D | 1,548 | $0.00 | 0 | D | — · — to — | 1,548 Common Stock | (F2) Each Restricted Stock Unit (RSU) represents a right to receive one (1) share of Ashland Common Stock. (F3) Grant of Restricted Stock Units on November 15, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant vest in three equal installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the issuer. |