Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2022-11-17 00:00:00 ET · period of report 2022-11-15 · accession 0001127602-22-025891 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-17 | 2022-11-15 | TMP | BOYCE DAVID S | EVP, Pres, CEO Tompkins Ins | M - OptEx | $53.31 | +1,238 | 24.8K | +5% | +$66.0K |
| DM | 2022-11-17 | 2022-11-15 | TMP | BOYCE DAVID S | EVP, Pres, CEO Tompkins Ins | F - Tax | $84.49 | -1,007 | 24.1K | -4% | -$85.1K |
| DM | 2022-11-17 | 2022-11-15 | TMP | BOYCE DAVID S | EVP, Pres, CEO Tompkins Ins | M - OptEx | $0.00 | -1,238 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-15 | M | A | 522 | $49.22 | 24,534 | D | — | — | |
| 2 | Common | Common Stock | 2022-11-15 | F | D | 595 | $84.49 | 24,243 | D | — | — | (F1) Shares withheld for option cost and taxes. |
| 3 | Common | Common Stock | 2022-11-15 | M | A | 716 | $56.29 | 24,838 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-15 | F | D | 412 | $84.49 | 24,122 | D | — | — | (F1) Shares withheld for option cost and taxes. |
| 5 | Derivative | Stock Appreciation Rights (SAR) | 2022-11-15 | M | D | 716 | $0.00 | 0 | D | $56.29 · — to 2025-11-04 | 716 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |
| 6 | Derivative | Stock Appreciation Rights (SAR) | 2022-11-15 | M | D | 522 | $0.00 | 0 | D | $49.22 · — to 2024-11-21 | 522 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |