Form 4 for AMZN Amazon
Accepted 2022-11-17 17:08:08 ET · period of report 2022-11-15 · accession 0001127602-22-025972 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-17 17:08 | 2022-11-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | M - OptEx | $0.00 | +60.0K | 1.95M | +3% | $0 |
| DM | 2022-11-17 17:08 | 2022-11-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | S - Sale+OE | $101.46 | -23.6K | 1.93M | -1% | -$2.40M |
| D | 2022-11-17 17:08 | 2022-11-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | M - OptEx | $0.00 | -60.0K | 60.0K | -50% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2022-11-15 | M | A | 60,000 | $0.00 | 1,952,000 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2022-11-15 | S | D | 8,953 | $100.53 | 1,943,047 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F2) Represents the weighted average sale price. The highest price at which shares were sold was $100.91 and the lowest price at which shares were sold was $100.03. |
| 3 | Common | Common Stock, par value $.01 per share | 2022-11-15 | S | D | 8,562 | $101.59 | 1,934,485 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F3) Represents the weighted average sale price. The highest price at which shares were sold was $102.05 and the lowest price at which shares were sold was $101.08. |
| 4 | Common | Common Stock, par value $.01 per share | 2022-11-15 | S | D | 3,810 | $102.22 | 1,930,675 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F4) Represents the weighted average sale price. The highest price at which shares were sold was $102.48 and the lowest price at which shares were sold was $102.08. |
| 5 | Common | Common Stock, par value $.01 per share | 2022-11-15 | S | D | 2,295 | $103.40 | 1,928,380 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F5) Represents the weighted average sale price. The highest price at which shares were sold was $103.75 and the lowest price at which shares were sold was $103.23. |
| 6 | Derivative | Restricted Stock Unit Award | 2022-11-15 | M | D | 60,000 | $0.00 | 60,000 | D | $0.00 · 2019-05-15 to 2023-02-15 | 60,000 Common Stock, par value $.01 per share | (F6) Converts into Common Stock on a one-for-one basis. (F7) This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 90,000 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 60,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023. |