Form 4 for PRU Prudential Financial
Accepted 2022-11-23 00:00:00 ET · period of report 2022-11-22 · accession 0001127602-22-026301 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-11-23 | 2022-11-22 | PRU | KAPPLER ANN M | EVP, GC | S - Sale+OE | $108.62 | -3,609 | 9,779 | -27% | -$392.0K |
| DM | 2022-11-23 | 2022-11-22 | PRU | KAPPLER ANN M | EVP, GC | M - OptEx | $78.15 | +1,739 | 10.0K | +21% | +$135.9K |
| DM | 2022-11-23 | 2022-11-22 | PRU | KAPPLER ANN M | EVP, GC | M - OptEx | $0.00 | -1,739 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-22 | S | D | 1,516 | $108.65 | 9,779 | D | — | — | (F1) Following the transaction reported on this Form 4, Ann Kappler continues to hold 9,779 shares directly and 749 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 16,836 vested stock options, 1,127 unvested stock options, 8,528 restricted stock units and 34,711 target performance shares (the exact number awarded being dependent on achievement of performance goals). |
| 2 | Common | Common Stock | 2022-11-22 | S | D | 1,870 | $108.60 | 9,779 | D | — | — | |
| 3 | Common | Common Stock | 2022-11-22 | M | A | 1,516 | $78.08 | 11,295 | D | — | — | |
| 4 | Common | Common Stock | 2022-11-22 | S | D | 223 | $108.65 | 9,779 | D | — | — | |
| 5 | Common | Common Stock | 2022-11-22 | M | A | 223 | $78.61 | 10,002 | D | — | — | |
| 6 | Derivative | 2014 Employee Stock Option (Right to Buy) | 2022-11-22 | M | D | 223 | $0.00 | 0 | D | $78.61 · — to 2024-04-15 | 223 Common Stock | (F3) The options vest in three equal annual installments beginning on April 15, 2015. |
| 7 | Derivative | 2015 Employee Stock Option (Right to Buy) | 2022-11-22 | M | D | 1,516 | $0.00 | 0 | D | $78.08 · — to 2025-02-10 | 1,516 Common Stock | (F4) The options vest in three equal annual installments beginning on February 10, 2016. |