Form 4 for HAPN Happen, Inc.
Accepted 2022-11-29 00:00:00 ET · period of report 2022-11-25 · accession 0001127602-22-026515 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-11-29 | 2022-11-25 | HAPN | Sanborn Scott | CEO, Dir | F - Tax | $10.54 | -73.8K | 1.12M | -6% | -$777.9K |
| DM | 2022-11-29 | 2022-11-25 | HAPN | Sanborn Scott | CEO, Dir | M - OptEx | $0.00 | +153.7K | 1.21M | +15% | $0 |
| D | 2022-11-29 | 2022-11-25 | HAPN | Sanborn Scott | CEO, Dir | D - Sale to Iss | $10.54 | -13.5K | 1.19M | -1% | -$142.2K |
| DM | 2022-11-29 | 2022-11-25 | HAPN | Sanborn Scott | CEO, Dir | M - OptEx | $0.00 | -153.7K | 9,985 | -94% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-25 | F | D | 73,803 | $10.54 | 1,118,908 | D | — | — | (F3) Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs. |
| 2 | Common | Common Stock | 2022-11-25 | M | A | 9,984 | $0.00 | 1,062,523 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 3 | Common | Common Stock | 2022-11-25 | M | A | 13,496 | $0.00 | 1,076,019 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 4 | Common | Common Stock | 2022-11-25 | M | A | 110,177 | $0.00 | 1,186,196 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 5 | Common | Common Stock | 2022-11-25 | M | A | 11,758 | $0.00 | 1,197,954 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 6 | Common | Common Stock | 2022-11-25 | M | A | 8,253 | $0.00 | 1,206,207 | D | — | — | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. |
| 7 | Common | Common Stock | 2022-11-25 | D | D | 13,496 | $10.54 | 1,192,711 | D | — | — | (F2) Represents the settlement of RSUs granted on February 26, 2020, in cash rather than in shares of the Issuer's common stock. |
| 8 | Derivative | Restricted Stock Unit (RSU) | 2022-11-25 | M | D | 8,253 | $0.00 | 74,274 | D | $0.00 · — to — | 8,253 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F9) The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 9 | Derivative | Restricted Stock Unit (RSU) | 2022-11-25 | M | D | 110,177 | $0.00 | 110,177 | D | $0.00 · — to — | 110,177 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F7) The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date. (F5) Not applicable. |
| 10 | Derivative | Restricted Stock Unit (RSU) | 2022-11-25 | M | D | 11,758 | $0.00 | 58,790 | D | $0.00 · — to — | 11,758 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F8) The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 11 | Derivative | Restricted Stock Unit (RSU) | 2022-11-25 | M | D | 13,496 | $0.00 | 67,479 | D | $0.00 · — to — | 13,496 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F6) The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |
| 12 | Derivative | Restricted Stock Unit (RSU) | 2022-11-25 | M | D | 9,984 | $0.00 | 9,985 | D | $0.00 · — to — | 9,984 Common Stock | (F1) Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock. (F4) The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date. (F5) Not applicable. |