Form 4 for AXP American Express
Accepted 2022-12-07 00:00:00 ET · period of report 2022-12-06 · accession 0001127602-22-027045 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-07 | 2022-12-06 | AXP | Buckminster Douglas E. | Vice COB | M - OptEx | $59.45 | +16.4K | 115.4K | +17% | +$972.2K |
| D | 2022-12-07 | 2022-12-06 | AXP | Buckminster Douglas E. | Vice COB | G - Gift | $0.00 | -1,100 | 99.0K | -1% | $0 |
| D | 2022-12-07 | 2022-12-06 | AXP | Buckminster Douglas E. | Vice COB | S - Sale+OE | $154.23 | -16.4K | 99.0K | -14% | -$2.52M |
| D | 2022-12-07 | 2022-12-06 | AXP | Buckminster Douglas E. | Vice COB | M - OptEx | $0.00 | -16.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-06 | M | A | 16,354 | $59.45 | 115,378.24 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-06 | G | D | 1,100 | $0.00 | 99,024.24 | D | — | — | (F1) The reported disposition represents a bona fide charitable gift made by the reporting person. |
| 3 | Common | Common Stock | 2022-12-06 | S | D | 16,354 | $154.23 | 99,024.24 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.9750 to $154.3550. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| 4 | Derivative | Employee Stock Option (Right to Buy) | 2022-12-06 | M | D | 16,354 | $0.00 | 0 | D | $59.45 · 2016-01-29 to 2023-01-29 | 16,354 Common Stock |