Form 4 for JCI Johnson Controls
Accepted 2022-12-09 00:00:00 ET · period of report 2022-12-08 · accession 0001127602-22-027238 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-12-09 | 2022-12-08 | JCI | SULLIVAN MARLON | EVP, CHRO | F - Tax | $66.77 | -808 | 27.2K | -3% | -$54.0K |
| D | 2022-12-09 | 2022-12-08 | JCI | SULLIVAN MARLON | EVP, CHRO | A - Grant | $0.00 | +5,990 | 33.2K | +22% | $0 |
| D | 2022-12-09 | 2022-12-08 | JCI | SULLIVAN MARLON | EVP, CHRO | A - Grant | $0.00 | +22.0K | 22.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Ordinary Shares | 2022-12-08 | F | D | 808 | $66.77 | 27,220.15 | D | — | — | |
| 2 | Common | Ordinary Shares | 2022-12-08 | A | A | 5,990 | $0.00 | 33,210.15 | D | — | — | (F1) Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting. |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2022-12-08 | A | A | 21,965 | $0.00 | 21,965 | D | $66.77 · 2024-12-08 to 2032-12-08 | 21,965 Ordinary Shares | (F2) Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date. |