Form 4 for DNA Ginkgo Bioworks Holdings, Inc.
Accepted 2022-12-19 00:00:00 ET · period of report 2022-12-15 · accession 0001127602-22-027925 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-12-19 | 2022-12-15+ | DNA | Shetty Reshma P. | See remarks, Dir, 10% | S - Sale | $1.61 | -205.0K | 19.21M | -1% | -$329.0K |
| DMI | 2022-12-19 | 2022-12-15+ | DNA | Shetty Reshma P. | See remarks, Dir, 10% | S - Sale | $1.61 | -205.0K | 19.01M | -1% | -$329.0K |
| D | 2022-12-19 | 2022-12-15 | DNA | Shetty Reshma P. | See remarks, Dir, 10% | C - Cnv Deriv | — | +200.0K | 19.31M | +1% | — |
| D | 2022-12-19 | 2022-12-19 | DNA | Shetty Reshma P. | See remarks, Dir, 10% | G - Gift | $0.00 | -200.0K | 19.01M | -1% | $0 |
| DI | 2022-12-19 | 2022-12-15 | DNA | Shetty Reshma P. | See remarks, Dir, 10% | C - Cnv Deriv | — | -200.0K | 70.19M | -0.3% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2022-12-15 | S | D | 103,547 | $1.61 | 19,110,259 | D By Spouse | — | — | |
| 2 | Common | Class A Common Stock | 2022-12-15 | S | D | 103,547 | $1.61 | 19,110,257 | I By Spouse | — | — | |
| 3 | Common | Class A Common Stock | 2022-12-15 | C | A | 200,000 | — | 19,310,259 | D | — | — | (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |
| 4 | Common | Class A Common Stock | 2022-12-16 | S | D | 101,425 | $1.60 | 19,208,834 | D | — | — | |
| 5 | Common | Class A Common Stock | 2022-12-16 | S | D | 101,426 | $1.60 | 19,008,831 | I | — | — | |
| 6 | Common | Class A Common Stock | 2022-12-19 | G | D | 200,000 | $0.00 | 19,008,834 | D | — | — | |
| 7 | Derivative | Class B Common Stock | 2022-12-15 | C | D | 200,000 | — | 70,189,783 | I By Reshma Padmini Shetty Living Trust | — · — to — | 200,000 Class A Common Stock | (F3) Shares of the Class B Common Stock may be converted into shares of Class A Common Stock, on a one-to-one basis, at the option of the holder at any time and have no expiration date. |