Form 4 for NOVT NOVANTA INC
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001127602-23-000879 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-05 | 2023-01-03 | NOVT | Owen Katherine Ann | Dir | M - OptEx | — | +359 | 744 | +93% | — |
| DM | 2023-01-05 | 2023-01-03 | NOVT | Owen Katherine Ann | Dir | A - Grant | $0.00 | +928 | 1,208 | +331% | $0 |
| D | 2023-01-05 | 2023-01-03 | NOVT | Owen Katherine Ann | Dir | M - OptEx | — | -359 | 0 | -100% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | M | A | 359 | — | 744 | D | — | — | (F1) Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 3, 2023, the RSUs were settled in Novanta Inc. common shares. |
| 2 | Derivative | Restricted Stock Units | 2023-01-03 | A | A | 464 | $0.00 | 464 | D | — · — to — | 464 Common Stock | (F2) Each Restricted Stock Unit represents the right to receive one Novanta Inc. common share on the first anniversary of the Grant Date (or, if such date is not a business day, on the first business day immediately following the first anniversary of the Grant Date). (F3) The Restricted Stock Units were fully vested and non-forfeitable on the Grant Date. |
| 3 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 359 | — | 0 | D | — · — to — | 359 Common Stock | (F1) Each Restricted Stock Unit ("RSU") was the economic equivalent of one Novanta Inc. common share. On January 3, 2023, the RSUs were settled in Novanta Inc. common shares. |
| 4 | Derivative | Deferred Stock Units | 2023-01-03 | A | A | 464 | — | 1,208 | D | — · — to — | 464 Common Stock | (F4) As of the date the reporting person ceases to be a director of the issuer, each Deferred Stock Unit will convert into a share of issuer common stock. The Deferred Stock Units were fully vested and non-forfeitable on the Grant Date. |