Form 4 for ASH ASHLAND INC.
Accepted 2023-01-05 00:00:00 ET · period of report 2023-01-03 · accession 0001127602-23-000903 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-05 | 2023-01-03 | ASH | CHONG MIN | SVP, Gen Mgr, Spc Additives | F - Tax | $108.42 | -1,634 | 5,306 | -24% | -$177.2K |
| DM | 2023-01-05 | 2023-01-03 | ASH | CHONG MIN | SVP, Gen Mgr, Spc Additives | M - OptEx | $108.42 | +5,446 | 4,131 | New | +$590.5K |
| DM | 2023-01-05 | 2023-01-03 | ASH | CHONG MIN | SVP, Gen Mgr, Spc Additives | M - OptEx | $0.00 | -5,446 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-03 | F | D | 763 | $108.42 | 3,368.01 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-03 | F | D | 94 | $108.42 | 5,538.01 | D | — | — | |
| 3 | Common | Common Stock | 2023-01-03 | M | A | 326 | $108.42 | 5,632.01 | D | — | — | |
| 4 | Common | Common Stock | 2023-01-03 | F | D | 777 | $108.42 | 5,306.01 | D | — | — | |
| 5 | Common | Common Stock | 2023-01-03 | M | A | 2,715 | $108.42 | 6,083.01 | D | — | — | |
| 6 | Common | Common Stock | 2023-01-03 | M | A | 2,405 | $108.42 | 4,131.01 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 2,405 | $0.00 | 0 | D | — · — to — | 2,405 Common Stock | (F3) Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. (F4) Reporting Person's 2020-2022 Performance Stock Units converted to time-based stock settled RSUs based on performance of the 2020-2022 LTIP Plan and vests three years from the original grant. |
| 8 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 2,715 | $0.00 | 0 | D | — · — to — | 2,715 Common Stock | (F3) Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. (F5) Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |
| 9 | Derivative | Restricted Stock Units | 2023-01-03 | M | D | 326 | $0.00 | 0 | D | — · — to — | 326 Common Stock | (F3) Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. (F5) Grant of Restricted Stock Units on January 2, 2020, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. |