Form 4 for MRNA Moderna
Accepted 2023-01-06 00:00:00 ET · period of report 2023-01-04 · accession 0001127602-23-001063 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-06 | 2023-01-04+ | MRNA | Bancel Stephane | CEO, Dir | S - Sale+OE | $175.84 | -80.0K | 5.41M | -1% | -$14.07M |
| DM | 2023-01-06 | 2023-01-04+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.99 | +80.0K | 5.45M | +1% | +$79.2K |
| DM | 2023-01-06 | 2023-01-04+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.00 | -80.0K | 1.99M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-04 | S | D | 2,950 | $176.20 | 5,448,996 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.75 to $176.68. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 2 | Common | Common Stock | 2023-01-04 | S | D | 11,450 | $177.38 | 5,437,546 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $176.76 to $177.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 3 | Common | Common Stock | 2023-01-04 | S | D | 16,097 | $178.25 | 5,421,449 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $177.77 to $178.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 4 | Common | Common Stock | 2023-01-04 | S | D | 7,291 | $179.12 | 5,414,158 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $178.78 to $179.76. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 5 | Common | Common Stock | 2023-01-04 | S | D | 2,212 | $180.16 | 5,411,946 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $179.79 to $180.67. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 6 | Common | Common Stock | 2023-01-04 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 7 | Common | Common Stock | 2023-01-05 | S | D | 10,749 | $172.64 | 5,441,197 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.91 to $172.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 8 | Common | Common Stock | 2023-01-05 | S | D | 14,816 | $173.42 | 5,426,381 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.92 to $173.90. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2023-01-05 | S | D | 13,460 | $174.38 | 5,412,921 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.94 to $174.93. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2023-01-05 | S | D | 975 | $175.10 | 5,411,946 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.95 to $175.20. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2023-01-05 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 12 | Derivative | Stock Option (Right to Buy) | 2023-01-05 | M | D | 40,000 | $0.00 | 1,947,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F13) This option is fully vested and exercisable. |
| 13 | Derivative | Stock Option (Right to Buy) | 2023-01-04 | M | D | 40,000 | $0.00 | 1,987,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F13) This option is fully vested and exercisable. |