Form 4/A for NX Quanex Building Products CORP
Accepted 2023-01-09 00:00:00 ET · period of report 2021-11-01 · accession 0001127602-23-001167 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DA | 2023-01-09 | 2021-11-01 | NX | STEVENS CURTIS M | Dir | M - OptEx | $0.00 | +4,221 | 4,221 | New | $0 |
| DA | 2023-01-09 | 2021-11-01 | NX | STEVENS CURTIS M | Dir | D - Sale to Iss | $21.50 | -4,221 | 0 | -100% | -$90.8K |
| DA | 2023-01-09 | 2021-11-01 | NX | STEVENS CURTIS M | Dir | A - Grant | $0.00 | +4,797 | 32.8K | +17% | $0 |
| DA | 2023-01-09 | 2021-11-01 | NX | STEVENS CURTIS M | Dir | M - OptEx | $0.00 | -4,221 | 28.6K | -13% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | M | A | 4,221 | $0.00 | 4,221 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-01 | D | D | 4,221 | $21.50 | 0 | D | — | — | (F1) Represents the total number of restricted stock units that were settled in cash pursuant to their terms. |
| 3 | Derivative | Restricted Stock Units | 2021-11-01 | A | A | 4,797 | $0.00 | 32,792 | D | — · — to — | 4,797 Common Stock | (F4) Due to a clerical error, Box 9 of the reporting person's original Form 4 listed a post-transaction RSU balance which inadvertently omitted the 4,797 RSUs granted on November 1, 2021. These shares were also omitted from one subsequent Form 4 filed by the reporting person. This Form 4/A reflects the correct final balance following the reported 2021 transaction. (F2) Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock. (F3) The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company. |
| 4 | Derivative | Restricted Stock Units | 2021-11-01 | M | D | 4,221 | $0.00 | 28,571 | D | — · — to — | 4,221 Common Stock | (F4) Due to a clerical error, Box 9 of the reporting person's original Form 4 listed a post-transaction RSU balance which inadvertently omitted the 4,797 RSUs granted on November 1, 2021. These shares were also omitted from one subsequent Form 4 filed by the reporting person. This Form 4/A reflects the correct final balance following the reported 2021 transaction. (F2) Each Restricted Stock Unit represents a contingent right to receive cash in an amount equivalent to the value of one share of Quanex common stock. (F3) The restricted stock units will become payable on the second anniversary of their date of grant or, if earlier, upon the grantee's death, disability, cessation of service as a director, or change in control of the Company. |