Form 4 for PRU Prudential Financial
Accepted 2023-01-10 00:00:00 ET · period of report 2023-01-06 · accession 0001127602-23-001250 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-10 | 2023-01-06 | PRU | SCOVANNER DOUGLAS A | Dir | M - OptEx | $0.00 | +1,693 | 16.1K | +12% | $0 |
| D | 2023-01-10 | 2023-01-06 | PRU | SCOVANNER DOUGLAS A | Dir | M - OptEx | $0.00 | -1,693 | 14.3K | -11% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-06 | M | A | 1,693 | $0.00 | 16,091 | D | — | — | |
| 2 | Derivative | Notional Shares - Optional | 2023-01-06 | M | D | 1,693 | $0.00 | 14,256 | D | $0.00 · — to — | 1,693 Common Stock | (F2) Each notional share - optional represents a deferred stock unit and entitles the holder thereof with the right to receive one share of Issuer common stock or the cash value thereof under the Issuer's deferred compensation plan for non-employee directors. (F3) Such shares are payable in common stock or cash, at the election of the reporting person, with payment to begin, at the election of the reporting person provided that such date shall be at least two (2) years after the end of the plan year with respect to which such elective deferrals relate. The reporting person may transfer his investment in the notional shares - optional to an alternative investment account, subject to the terms of the Issuer's deferred compensation plan for non-employee directors. |