Form 4 for MRNA Moderna
Accepted 2023-01-13 00:00:00 ET · period of report 2023-01-11 · accession 0001127602-23-001384 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-13 | 2023-01-11+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.99 | +80.0K | 5.45M | +1% | +$79.2K |
| DM | 2023-01-13 | 2023-01-11+ | MRNA | Bancel Stephane | CEO, Dir | S - Sale+OE | $185.26 | -80.0K | 5.43M | -1% | -$14.82M |
| DM | 2023-01-13 | 2023-01-11+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.00 | -80.0K | 1.87M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-11 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-11 | S | D | 7,780 | $183.15 | 5,444,166 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.73 to $183.71. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 3 | Common | Common Stock | 2023-01-11 | S | D | 5,578 | $184.43 | 5,438,588 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.83 to $184.82. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 4 | Common | Common Stock | 2023-01-11 | S | D | 15,957 | $185.14 | 5,422,631 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $184.84 to $185.84. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 5 | Common | Common Stock | 2023-01-11 | S | D | 10,685 | $186.50 | 5,411,946 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $185.86 to $186.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 6 | Common | Common Stock | 2023-01-12 | S | D | 20,500 | $187.44 | 5,411,946 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $186.97 to $187.73. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 7 | Common | Common Stock | 2023-01-12 | S | D | 800 | $181.32 | 5,451,146 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $180.77 to $181.77. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 8 | Common | Common Stock | 2023-01-12 | S | D | 5,411 | $182.43 | 5,445,735 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $181.83 to $182.83. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2023-01-12 | S | D | 4,389 | $183.42 | 5,441,346 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $182.88 to $183.86. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2023-01-12 | S | D | 8,900 | $184.32 | 5,432,446 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $183.89 to $184.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2023-01-12 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 12 | Derivative | Stock Option (Right to Buy) | 2023-01-11 | M | D | 40,000 | $0.00 | 1,907,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F13) This option is fully vested and exercisable. |
| 13 | Derivative | Stock Option (Right to Buy) | 2023-01-12 | M | D | 40,000 | $0.00 | 1,867,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F13) This option is fully vested and exercisable. |