Form 4/A for JCI Johnson Controls

Accepted 2023-01-18 00:00:00 ET · period of report 2022-12-07 · accession 0001127602-23-001670 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
DMA	2023-01-18	2022-12-07+	JCI	Brannemo Tomas	VP, Pres, BTS EMEALA	A - Grant	$47.61	+22.5K	45.7K	+97%	+$1.07M
DMA	2023-01-18	2022-12-07+	JCI	Brannemo Tomas	VP, Pres, BTS EMEALA	F - Tax	$66.43	-1,039	39.5K	-3%	-$69.0K
DA	2023-01-18	2022-12-08	JCI	Brannemo Tomas	VP, Pres, BTS EMEALA	A - Grant	$0.00	+23.3K	23.3K	New	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Ordinary Shares	2022-12-07	A	A	16,136.85	$66.39	40,392.45	D	—	—	(F2) Represents performance share units for the three-year performance period ended September 30, 2022. The Compensation Committee approved the performance results on November 28, 2022.
2	Common	Ordinary Shares	2022-12-08	A	A	6,365	$0.00	45,718.45	D	—	—	(F3) Reflects grant of restricted share units that, subject to certain acceleration and forfeiture provisions, vest in three equal installments on each of the first, second and third anniversary of the grant date. Restricted share units accrue dividend equivalent units and convert to ordinary shares upon vesting.
3	Common	Ordinary Shares	2022-12-08	F	D	106	$66.77	39,353.45	D	—	—
4	Common	Ordinary Shares	2022-12-07	F	D	933	$66.39	39,459.45	D	—	—
5	Derivative	Employee Stock Option (Right to Buy)	2022-12-08	A	A	23,338	$0.00	23,338	D	$66.77 · 2024-12-08 to 2032-12-08	23,338 Ordinary Shares	(F4) Subject to acceleration upon certain events, options become exercisable in two equal installments, on each of the second and third anniversary of grant date.