Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2023-01-19 00:00:00 ET · period of report 2023-01-19 · accession 0001127602-23-001761 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-19 | 2023-01-19 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | M - OptEx | $40.60 | +851 | 16.5K | +5% | +$34.6K |
| D | 2023-01-19 | 2023-01-19 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | F - Tax | $77.34 | -2,204 | 14.3K | -13% | -$170.5K |
| D | 2023-01-19 | 2023-01-19 | TMP | VALENTI SUSAN M. | EVP, Corp. Marketing | M - OptEx | $0.00 | -851 | 2,204 | -28% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-19 | M | A | 851 | $40.60 | 16,484.66 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-19 | F | D | 2,204 | $77.34 | 14,280.66 | D | — | — | (F1) Shares withheld for Option cost and taxes |
| 3 | Derivative | Stock Appreciation Rights (SAR) | 2023-01-19 | M | D | 851 | $0.00 | 2,204 | D | $40.60 · — to 2023-05-03 | 851 Common Stock | (F2) Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant. |