Form 4 for MRNA Moderna
Accepted 2023-01-20 00:00:00 ET · period of report 2023-01-18 · accession 0001127602-23-001932 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-20 | 2023-01-18+ | MRNA | Bancel Stephane | CEO, Dir | S - Sale+OE | $195.01 | -80.0K | 5.41M | -1% | -$15.60M |
| DM | 2023-01-20 | 2023-01-18+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.99 | +80.0K | 5.45M | +1% | +$79.2K |
| DM | 2023-01-20 | 2023-01-18+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.00 | -80.0K | 1.79M | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-18 | S | D | 15,554 | $197.58 | 5,420,623 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $197.19 to $198.19. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 2 | Common | Common Stock | 2023-01-18 | S | D | 851 | $198.46 | 5,419,772 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $198.24 to $198.99. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 3 | Common | Common Stock | 2023-01-18 | S | D | 5,948 | $196.84 | 5,436,177 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $196.18 to $197.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 4 | Common | Common Stock | 2023-01-18 | S | D | 9,821 | $195.31 | 5,442,125 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $195.15 to $196.15. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 5 | Common | Common Stock | 2023-01-18 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 6 | Common | Common Stock | 2023-01-19 | S | D | 2,704 | $193.61 | 5,411,946 | D | — | — | (F16) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $193.44 to $193.97. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 7 | Common | Common Stock | 2023-01-18 | S | D | 1,475 | $199.94 | 5,418,297 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $199.47 to $200.23. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 8 | Common | Common Stock | 2023-01-18 | S | D | 1,501 | $200.82 | 5,416,796 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $200.48 to $201.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2023-01-18 | S | D | 900 | $202.20 | 5,415,896 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $201.62 to $202.61. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2023-01-18 | S | D | 1,020 | $203.06 | 5,414,876 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $202.63 to $203.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2023-01-18 | S | D | 300 | $204.13 | 5,414,576 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $203.69 to $204.69. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 12 | Common | Common Stock | 2023-01-18 | S | D | 1,758 | $205.20 | 5,412,818 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $204.78 to $205.75. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 13 | Common | Common Stock | 2023-01-18 | S | D | 872 | $206.50 | 5,411,946 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $206.14 to $207.00. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 14 | Common | Common Stock | 2023-01-19 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 15 | Common | Common Stock | 2023-01-19 | S | D | 9,341 | $191.16 | 5,442,605 | D | — | — | (F13) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $190.41 to $191.41. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 16 | Common | Common Stock | 2023-01-19 | S | D | 18,438 | $191.88 | 5,424,167 | D | — | — | (F14) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $191.42 to $192.42. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 17 | Common | Common Stock | 2023-01-19 | S | D | 9,517 | $192.84 | 5,414,650 | D | — | — | (F15) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $192.43 to $193.43. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 18 | Derivative | Stock Option (Right to Buy) | 2023-01-18 | M | D | 40,000 | $0.00 | 1,827,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F19) This option is fully vested and exercisable. |
| 19 | Derivative | Stock Option (Right to Buy) | 2023-01-19 | M | D | 40,000 | $0.00 | 1,787,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F19) This option is fully vested and exercisable. |