Form 4 for TMP TOMPKINS FINANCIAL CORP
Accepted 2023-01-30 00:00:00 ET · period of report 2023-01-27 · accession 0001127602-23-002530 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-30 | 2023-01-27 | TMP | Rochon Thomas R. | Dir | M - OptEx | $0.00 | +2,604 | 4,210 | +162% | $0 |
| D | 2023-01-30 | 2023-01-27 | TMP | Rochon Thomas R. | Dir | M - OptEx | — | -2,604 | 15.6K | -14% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-27 | M | A | 2,603.55 | $0.00 | 4,209.74 | D | — | — | (F1) Includes change in beneficial ownership of 2603.55 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |
| 2 | Derivative | Phantom Stock | 2023-01-27 | M | D | 2,603.55 | — | 15,621.30 | D | — · — to — | 2,603.55 Common Stock | (F1) Includes change in beneficial ownership of 2603.55 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement. (F2) Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution. |