Form 4 for NAVI NAVIENT CORP
Accepted 2023-02-01 00:00:00 ET · period of report 2023-01-31 · accession 0001127602-23-002908 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-01 | 2023-01-31 | NAVI | HELEEN MARK L | EVP, CLO, Sec | F - Tax | $18.82 | -70.5K | 395.7K | -15% | -$1.33M |
| D | 2023-02-01 | 2023-01-31 | NAVI | HELEEN MARK L | EVP, CLO, Sec | M - OptEx | $13.63 | +86.9K | 466.2K | +23% | +$1.18M |
| D | 2023-02-01 | 2023-01-31 | NAVI | HELEEN MARK L | EVP, CLO, Sec | M - OptEx | $0.00 | -86.9K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-31 | F | D | 70,475 | $18.82 | 395,682.02 | D | — | — | |
| 2 | Common | Common Stock | 2023-01-31 | M | A | 86,872 | $13.63 | 466,157.02 | D | — | — | (F1) Dividend equivalent rights (1,489.7482 units) issued on restricted stock units and performance stock units and 26 shares withheld to satisfy the reporting person's various tax withholding requirements are included in the reporting person's common stock holding balance. |
| 3 | Derivative | Stock Option (Right to Buy) | 2023-01-31 | M | D | 86,872 | $0.00 | 0 | D | $13.63 · 2021-02-05 to 2023-02-05 | 86,872 Common Stock |