Form 4 for MRNA Moderna
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001127602-23-003346 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-03 | 2023-02-01+ | MRNA | Bancel Stephane | CEO, Dir | S - Sale+OE | $172.16 | -80.0K | 5.44M | -1% | -$13.77M |
| DM | 2023-02-03 | 2023-02-01+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.99 | +80.0K | 5.45M | +1% | +$79.2K |
| DM | 2023-02-03 | 2023-02-01+ | MRNA | Bancel Stephane | CEO, Dir | M - OptEx | $0.00 | -80.0K | 1.63M | -5% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | S | D | 1,957 | $173.03 | 5,419,146 | D | — | — | (F7) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.61 to $173.45. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 2 | Common | Common Stock | 2023-02-02 | S | D | 15,790 | $175.03 | 5,413,395 | D | — | — | (F14) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.62 to $175.62. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 3 | Common | Common Stock | 2023-02-02 | S | D | 10,263 | $174.25 | 5,429,185 | D | — | — | (F13) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.60 to $174.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 4 | Common | Common Stock | 2023-02-01 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-01 | S | D | 5,848 | $167.97 | 5,446,098 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $167.32 to $168.32. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 6 | Common | Common Stock | 2023-02-01 | S | D | 16,742 | $168.75 | 5,429,356 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $168.33 to $169.33. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 7 | Common | Common Stock | 2023-02-01 | S | D | 6,024 | $169.85 | 5,423,332 | D | — | — | (F4) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $169.35 to $170.35. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 8 | Common | Common Stock | 2023-02-01 | S | D | 1,629 | $170.67 | 5,421,703 | D | — | — | (F5) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.40 to $171.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 9 | Common | Common Stock | 2023-02-01 | S | D | 600 | $171.89 | 5,421,103 | D | — | — | (F6) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.57 to $172.28. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 10 | Common | Common Stock | 2023-02-02 | S | D | 1,449 | $175.79 | 5,411,946 | D | — | — | (F15) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $175.64 to $176.10. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 11 | Common | Common Stock | 2023-02-01 | S | D | 2,503 | $174.21 | 5,416,643 | D | — | — | (F8) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $173.67 to $174.60. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 12 | Common | Common Stock | 2023-02-01 | S | D | 4,697 | $174.82 | 5,411,946 | D | — | — | (F9) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $174.68 to $175.63. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 13 | Common | Common Stock | 2023-02-02 | M | A | 40,000 | $0.99 | 5,451,946 | D | — | — | |
| 14 | Common | Common Stock | 2023-02-02 | S | D | 2,001 | $171.11 | 5,449,945 | D | — | — | (F10) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $170.52 to $171.48. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 15 | Common | Common Stock | 2023-02-02 | S | D | 1,589 | $172.04 | 5,448,356 | D | — | — | (F11) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $171.54 to $172.52. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 16 | Common | Common Stock | 2023-02-02 | S | D | 8,908 | $173.19 | 5,439,448 | D | — | — | (F12) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $172.55 to $173.49. Full information regarding the number of shares sold at each separate price can be furnished to the SEC staff upon request. |
| 17 | Derivative | Stock Option (Right to Buy) | 2023-02-01 | M | D | 40,000 | $0.00 | 1,667,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F18) This option is fully vested and exercisable. |
| 18 | Derivative | Stock Option (Right to Buy) | 2023-02-02 | M | D | 40,000 | $0.00 | 1,627,155 | D | $0.99 · — to 2023-08-19 | 40,000 Common Stock | (F18) This option is fully vested and exercisable. |