Form 4 for PHM PulteGroup
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001127602-23-003413 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-03 | 2023-02-01 | PHM | Chadwick John J. | EVP, Chief Operating Ofcr | A - Grant | $0.00 | +57.4K | 98.4K | +140% | $0 |
| 2023-02-03 | 2023-02-01 | PHM | Chadwick John J. | EVP, Chief Operating Ofcr | F - Tax | $57.36 | -9,897 | 88.5K | -10% | -$567.7K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | A | A | 35,392 | $0.00 | 123,875 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-01 | A | A | 22,032 | $0.00 | 98,380 | D | — | — | (F2) These shares are fully vested and exercisable. (F1) These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan. |
| 3 | Common | Common Stock | 2023-02-01 | F | D | 9,897 | $57.36 | 88,483 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. |