Form 4 for SNA Snap-on
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-02 · accession 0001127602-23-003431 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-03 | 2023-02-02 | SNA | Ward Thomas J | SVP, Pres - RS, I Group | M - OptEx | $159.10 | +45.8K | 92.4K | +98% | +$7.29M |
| DM | 2023-02-03 | 2023-02-02 | SNA | Ward Thomas J | SVP, Pres - RS, I Group | S - Sale+OE | $256.35 | -45.8K | 65.7K | -41% | -$11.74M |
| DM | 2023-02-03 | 2023-02-02 | SNA | Ward Thomas J | SVP, Pres - RS, I Group | M - OptEx | — | -45.8K | 8,583 | -84% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-02 | M | A | 8,583 | $155.92 | 83,817.67 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-02 | S | D | 16,237 | $257.37 | 49,490.67 | D | — | — | (F5) This transaction was executed in multiple trades at prices ranging from $256.91 to $257.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 3 | Common | Common Stock | 2023-02-02 | M | A | 28,646 | $161.18 | 75,234.67 | D | — | — | (F2) Includes 0.0388 shares acquired under a dividend reinvestment plan. |
| 4 | Common | Common Stock | 2023-02-02 | S | D | 2,902 | $258.64 | 46,588.67 | D | — | — | (F6) This transaction was executed in multiple trades at prices ranging from $258.25 to $258.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 5 | Common | Common Stock | 2023-02-02 | M | A | 8,583 | $155.34 | 92,400.67 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-02 | S | D | 19,536 | $255.13 | 72,864.67 | D | — | — | (F3) This transaction was executed in multiple trades at prices ranging from $254.90 to $255.89. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 7 | Common | Common Stock | 2023-02-02 | S | D | 7,137 | $256.46 | 65,727.67 | D | — | — | (F4) This transaction was executed in multiple trades at prices ranging from $255.91 to $256.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-02-02 | M | D | 28,646 | — | 0 | D | $161.18 · — to 2028-02-15 | 28,646 Common Stock | (F8) Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan. (F7) Option fully vested. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-02-02 | M | D | 8,583 | — | 0 | D | $155.92 · — to 2029-02-14 | 8,583 Common Stock | (F8) Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan. (F7) Option fully vested. |
| 10 | Derivative | Stock Option (Right to Buy) | 2023-02-02 | M | D | 8,583 | — | 8,583 | D | $155.34 · 2021-02-13 to 2030-02-13 | 8,583 Common Stock | (F8) Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan. (F9) Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |