Form 4 for PHM PulteGroup
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-02 · accession 0001127602-23-003435 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-03 | 2023-02-01 | PHM | OShaughnessy Robert | EVP, CFO | A - Grant | $0.00 | +68.4K | 301.6K | +29% | $0 |
| 2023-02-03 | 2023-02-01 | PHM | OShaughnessy Robert | EVP, CFO | F - Tax | $57.36 | -13.2K | 262.2K | -5% | -$758.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | A | A | 29,114 | $0.00 | 275,457 | D | — | — | (F2) These shares are fully vested and exercisable. (F1) These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan. |
| 2 | Common | Common Stock | 2023-02-01 | F | D | 13,220 | $57.36 | 262,237 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. |
| 3 | Common | Common Stock | 2023-02-01 | A | A | 39,315 | $0.00 | 301,552 | D | — | — |