Form 4 for PHM PulteGroup
Accepted 2023-02-03 00:00:00 ET · period of report 2023-02-01 · accession 0001127602-23-003448 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-03 | 2023-02-01 | PHM | O'Meara Brien P. | VP, Ctrl | A - Grant | $0.00 | +9,236 | 22.2K | +71% | $0 |
| 2023-02-03 | 2023-02-02 | PHM | O'Meara Brien P. | VP, Ctrl | S - Sale | $60.00 | -4,924 | 17.3K | -22% | -$295.4K | |
| 2023-02-03 | 2023-02-01 | PHM | O'Meara Brien P. | VP, Ctrl | F - Tax | $57.36 | -1,836 | 16.9K | -10% | -$105.3K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-01 | A | A | 3,935 | $0.00 | 18,767 | D | — | — | (F2) These shares are fully vested and exercisable. (F1) These shares were granted to settle a stock-settled performance award under the PulteGroup, Inc. 2019 Senior Management Incentive Plan. |
| 2 | Common | Common Stock | 2023-02-02 | S | D | 4,924 | $60.00 | 17,308 | D | — | — | (F4) The price reported is an average weighted price. These shares were sold in multiple transactions at prices ranging from $60.02 to $60.00, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
| 3 | Common | Common Stock | 2023-02-01 | A | A | 5,301 | $0.00 | 22,232 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-01 | F | D | 1,836 | $57.36 | 16,931 | D | — | — | (F3) These shares were surrendered to issuer to cover tax obligations on common shares granted to settle a stock-settled performance award. |