Form 4 for MMM 3M
Accepted 2023-02-06 00:00:00 ET · period of report 2023-02-03 · accession 0001127602-23-003475 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-06 | 2023-02-03 | MMM | Rhodes Kevin H | EVP, CLO | F - Tax | $117.49 | -86 | 2,177 | -4% | -$10.1K |
| D | 2023-02-06 | 2023-02-03 | MMM | Rhodes Kevin H | EVP, CLO | M - OptEx | $117.49 | +168 | 2,263 | +8% | +$19.7K |
| D | 2023-02-06 | 2023-02-03 | MMM | Rhodes Kevin H | EVP, CLO | M - OptEx | $0.00 | -168 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-03 | F | D | 86 | $117.49 | 2,177.32 | D | — | — | (F2) Includes shares acquired under 3M's General Employee Stock Purchase Plan. (F1) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. |
| 2 | Common | Common Stock | 2023-02-03 | M | A | 168 | $117.49 | 2,263.32 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-02-03 | M | D | 168 | $0.00 | 0 | D | — · 2021-02-04 to — | 168 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of 3M common stock. (F4) The restricted stock units vest one third each year from the grant date. |