Form 4 for CCL Carnival Corporation
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001127602-23-003938 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-08 | 2023-02-06 | CCL | MIGUEZ ENRIQUE | GC | F - Tax | $11.67 | -94 | 43.2K | -0.2% | -$1,097 | |
| 2023-02-08 | 2023-02-06 | CCL | MIGUEZ ENRIQUE | GC | A - Grant | $0.00 | +383 | 43.3K | +0.9% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | F | D | 94 | $11.67 | 43,180 | D | — | — | (F3) Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. |
| 2 | Common | Common Stock | 2023-02-06 | A | A | 383 | $0.00 | 43,274 | D | — | — | (F2) The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals. |