Form 4 for CCL Carnival Corporation
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001127602-23-003939 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2023-02-08 | 2023-02-06 | CCL | weinstein joshua ian | Pres, CEO, Dir | F - Tax | $11.67 | -25.4K | 36.2K | -41% | -$296.3K |
| M | 2023-02-08 | 2023-02-06 | CCL | weinstein joshua ian | Pres, CEO, Dir | A - Grant | $0.00 | +45.0K | 39.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | F | D | 1,135 | $11.67 | 37,990.23 | D | — | — | (F4) Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. |
| 2 | Common | Common Stock | 2023-02-06 | F | D | 16,589 | $11.67 | 63,560.23 | D | — | — | (F4) Represents shares withheld by the Company to cover taxes associated with vesting of PBS RSUs. |
| 3 | Common | Common Stock | 2023-02-06 | A | A | 42,159 | $0.00 | 80,149.23 | D | — | — | (F6) The reporting person was eligible to earn from 0-150% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's certain specified environmental, social & governance metrics over the 2020-2022 performance period reach or exceed specified performance goals. |
| 4 | Common | Common Stock | 2023-02-06 | A | A | 2,881 | $0.00 | 39,125.23 | D | — | — | (F3) The reporting person was eligible to earn from 0-200% of the target amount of PBS RSUs based upon the extent to which Carnival Corporation & plc's annual adjusted operating income, as further adjusted for certain fuel price changes and currency exchange rate impact for each of the three fiscal years in the 2020-2022 performance period, return on invested capital for 2021-2022, and certain environmental, social & governance metrics, reach or exceed specified performance goals. |
| 5 | Common | Common Stock | 2023-02-06 | F | D | 7,665 | $11.67 | 36,244.23 | D | — | — | (F1) Represents shares withheld by the Company to cover taxes associated with vesting of time vested restricted stock units granted January 19, 2021. |