Form 4 for MMM 3M
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001127602-23-004020 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-08 | 2023-02-06 | MMM | Dickson Zoe L | EVP, Chief HR Off | F - Tax | $0.00 | -483.43 | 2,271 | -18% | $0 |
| D | 2023-02-08 | 2023-02-06 | MMM | Dickson Zoe L | EVP, Chief HR Off | A - Grant | $0.00 | +1,825 | 2,755 | +196% | $0 |
| DM | 2023-02-08 | 2023-02-07 | MMM | Dickson Zoe L | EVP, Chief HR Off | A - Grant | $0.00 | +26.2K | 22.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | F | D | 483.43 | $0.00 | 2,271.48 | D | — | — | (F4) The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. |
| 2 | Common | Common Stock | 2023-02-06 | A | A | 1,825.06 | $0.00 | 2,754.90 | D | — | — | (F1) Represents shares of 3M common stock that will be delivered pursuant to the terms of performance share awards made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such awards were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. The reporting person previously elected to defer receipt of fifty percent of the shares and will not have voting or investment powers with respect to such shares until they are issued. (F3) Includes dividend share equivalents, accrued quarterly, pursuant to 3M's Deferred Compensation Plan. (F2) Includes shares acquired under 3M's General Employee Stock Purchase Plan. |
| 3 | Derivative | Restricted Stock Units | 2023-02-07 | A | A | 4,192 | $0.00 | 4,192 | D | — · — to — | 4,192 Common Stock | (F5) Each restricted stock unit represents a contingent right to receive one share of 3M common stock. (F6) The restricted stock units vest 100% three years from the grant date of February 7, 2023. |
| 4 | Derivative | Non-qualified Stock Option (Right to Buy) | 2023-02-07 | A | A | 22,050 | $0.00 | 22,050 | D | $116.90 · 2024-02-07 to 2033-02-07 | 22,050 Common Stock | (F7) The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. |