Form 4 for MMM 3M
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001127602-23-004033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-08 | 2023-02-06 | MMM | Patolawala Monish D | EVP, CFO, Transformation Off | A - Grant | $0.00 | +12.6K | 19.3K | +189% | $0 |
| D | 2023-02-08 | 2023-02-06 | MMM | Patolawala Monish D | EVP, CFO, Transformation Off | F - Tax | $0.00 | -5,788 | 13.5K | -30% | $0 |
| DM | 2023-02-08 | 2023-02-07 | MMM | Patolawala Monish D | EVP, CFO, Transformation Off | A - Grant | $0.00 | +78.5K | 66.0K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | A | A | 12,626.04 | $0.00 | 19,324.04 | D | — | — | (F1) Represents shares of 3M common stock that will be delivered pursuant to the terms of a performance share award made to the reporting person on March 1, 2020. The performance-based vesting requirements applicable to such award were satisfied on the date reported in Column 2, which represents the date on which the level of performance attained was certified. |
| 2 | Common | Common Stock | 2023-02-06 | F | D | 5,788 | $0.00 | 13,536.04 | D | — | — | (F2) The number of shares withheld for taxes was estimated and will be revised by amendment if necessary. |
| 3 | Derivative | Restricted Stock Units | 2023-02-07 | A | A | 12,539 | $0.00 | 12,539 | D | — · — to — | 12,539 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of 3M common stock. (F4) The restricted stock units vest 100% three years from the grant date of February 7, 2023. |
| 4 | Derivative | Non-qualified Stock Option (Right to Buy) | 2023-02-07 | A | A | 65,958 | $0.00 | 65,958 | D | $116.90 · 2024-02-07 to 2033-02-07 | 65,958 Common Stock | (F5) The stock option will vest and become exercisable in a series of three equal installments on each of the first, second and third anniversary of the grant date. |