Form 4 for PEPG PepGen Inc.
Accepted 2023-02-08 00:00:00 ET · period of report 2023-02-06 · accession 0001127602-23-004055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-08 | 2023-02-06+ | PEPG | Goyal Jaya | EVP, Res, Preclin. Dev | M - OptEx | $10.88 | +6,000 | 3,679 | New | +$65.3K |
| DM | 2023-02-08 | 2023-02-06+ | PEPG | Goyal Jaya | EVP, Res, Preclin. Dev | S - Sale+OE | $17.12 | -6,000 | 0 | -100% | -$102.7K |
| DM | 2023-02-08 | 2023-02-06+ | PEPG | Goyal Jaya | EVP, Res, Preclin. Dev | M - OptEx | $0.00 | -6,000 | 144.2K | -4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | M | A | 1,677 | $10.88 | 1,677 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-08 | S | D | 644 | $17.00 | 0 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-08 | M | A | 644 | $10.88 | 644 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-07 | S | D | 3,679 | $17.18 | 0 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.35, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 5 | Common | Common Stock | 2023-02-07 | M | A | 3,679 | $10.88 | 3,679 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-06 | S | D | 1,677 | $17.04 | 0 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.12, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| 7 | Derivative | Stock Option (Right to Buy) | 2023-02-06 | M | D | 1,677 | $0.00 | 148,519 | D | $10.88 · — to 2031-11-10 | 1,677 Common Stock | (F4) This stock option vests over four years following the vesting commencement date (October 15, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date. |
| 8 | Derivative | Stock Option (Right to Buy) | 2023-02-07 | M | D | 3,679 | $0.00 | 144,840 | D | $10.88 · — to 2031-11-10 | 3,679 Common Stock | (F4) This stock option vests over four years following the vesting commencement date (October 15, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date. |
| 9 | Derivative | Stock Option (Right to Buy) | 2023-02-08 | M | D | 644 | $0.00 | 144,196 | D | $10.88 · — to 2031-11-10 | 644 Common Stock | (F4) This stock option vests over four years following the vesting commencement date (October 15, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date. |