Form 4 for YUM Yum! Brands
Accepted 2023-02-13 00:00:00 ET · period of report 2022-03-11 · accession 0001127602-23-004730 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-13 | 2023-02-10 | YUM | Catlett Scott | Chief Legal, Franchise Off | A - Grant | $0.00 | +7,386 | 13.8K | +116% | $0 |
| DM | 2023-02-13 | 2023-02-10+ | YUM | Catlett Scott | Chief Legal, Franchise Off | F - Tax | $131.31 | -2,830 | 11.4K | -20% | -$371.6K |
| D | 2023-02-13 | 2023-02-11 | YUM | Catlett Scott | Chief Legal, Franchise Off | M - OptEx | $131.31 | +1,174 | 12.6K | +10% | +$154.2K |
| DM | 2023-02-13 | 2022-03-11+ | YUM | Catlett Scott | Chief Legal, Franchise Off | J - Other | $118.74 | +284.98 | 4,698 | +6% | +$33.8K |
| DM | 2023-02-13 | 2023-02-10 | YUM | Catlett Scott | Chief Legal, Franchise Off | A - Grant | $0.00 | +23.1K | 4,284 | New | $0 |
| D | 2023-02-13 | 2023-02-11 | YUM | Catlett Scott | Chief Legal, Franchise Off | M - OptEx | $0.00 | -1,174 | 3,524 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | A | A | 7,386 | $0.00 | 13,758 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-11 | F | D | 508 | $131.31 | 12,102.41 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-11 | M | A | 1,174.41 | $131.31 | 12,610.41 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | F | D | 2,322 | $131.31 | 11,436 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 49.43 | $116.26 | 10,131.67 | D | — · 2024-02-10 to 2024-02-10 | 49.43 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock |
| 6 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 50.48 | $116.26 | 10,182.15 | D | — · 2024-02-10 to 2024-02-10 | 50.48 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock |
| 7 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 22.60 | $116.26 | 4,631.60 | D | — · — to 2032-02-11 | 22.60 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 8 | Derivative | Restricted Stock Units | 2022-06-10 | J | A | 23.08 | $114.41 | 4,654.68 | D | — · — to 2032-02-11 | 23.08 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 9 | Derivative | Restricted Stock Units | 2022-09-09 | J | A | 49.99 | $116.09 | 10,232.14 | D | — · 2024-02-10 to 2024-02-10 | 49.99 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock |
| 10 | Derivative | Restricted Stock Units | 2022-09-09 | J | A | 22.85 | $116.09 | 4,677.53 | D | — · — to 2032-02-11 | 22.85 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 11 | Derivative | Restricted Stock Units | 2022-12-09 | J | A | 45.67 | $127.71 | 10,277.81 | D | — · 2024-02-10 to 2024-02-10 | 45.67 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock |
| 12 | Derivative | Restricted Stock Units | 2022-12-09 | J | A | 20.88 | $127.71 | 4,698.41 | D | — · — to 2032-02-11 | 20.88 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 13 | Derivative | Stock Appreciation Right | 2023-02-10 | A | A | 18,794 | $0.00 | 18,794 | D | $131.31 · — to 2033-02-10 | 18,794 Common Stock | (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 14 | Derivative | Restricted Stock Units | 2023-02-10 | A | A | 4,284 | $0.00 | 4,284 | D | $131.31 · — to — | 4,284 Common Stock | (F3) Vesting occurs 25% per year beginning one year from grant date. (F4) The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. |
| 15 | Derivative | Restricted Stock Units | 2023-02-11 | M | D | 1,174.41 | $0.00 | 3,524 | D | — · — to 2032-02-11 | 1,174.41 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |