Form 4 for YUM Yum! Brands
Accepted 2023-02-13 00:00:00 ET · period of report 2022-03-11 · accession 0001127602-23-004782 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-13 | 2023-02-10 | YUM | Gibbs David W | CEO, Dir | A - Grant | $0.00 | +41.4K | 73.1K | +130% | $0 |
| D | 2023-02-13 | 2023-02-11 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $131.31 | +5,898 | 62.7K | +10% | +$774.5K |
| DM | 2023-02-13 | 2023-02-10+ | YUM | Gibbs David W | CEO, Dir | F - Tax | $131.31 | -18.6K | 56.8K | -25% | -$2.44M |
| DM | 2023-02-13 | 2022-03-11+ | YUM | Gibbs David W | CEO, Dir | J - Other | $118.41 | +1,545 | 56.8K | +3% | +$182.9K |
| D | 2023-02-13 | 2023-02-11 | YUM | Gibbs David W | CEO, Dir | M - OptEx | $0.00 | -5,898 | 17.7K | -25% | $0 |
| DM | 2023-02-13 | 2023-02-10 | YUM | Gibbs David W | CEO, Dir | A - Grant | $0.00 | +118.0K | 21.9K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | A | A | 41,364 | $0.00 | 73,079 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-11 | M | A | 5,897.93 | $131.31 | 62,681.93 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-11 | F | D | 2,322 | $131.31 | 60,359.93 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-10 | F | D | 16,295 | $131.31 | 56,784 | D | — | — | |
| 5 | Derivative | Restricted Stock Units | 2022-06-10 | J | A | 115.87 | $114.41 | 23,372.34 | D | — · — to 2032-02-11 | 115.87 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 6 | Derivative | Restricted Stock Units | 2022-06-10 | J | A | 282.84 | $114.41 | 57,053.76 | D | $93.26 · 2024-02-11 to — | 282.84 Common Stock | (F1) This grant does not have an expiration date. |
| 7 | Derivative | Restricted Stock Units | 2023-02-11 | M | D | 5,897.93 | $0.00 | 17,694 | D | — · — to 2032-02-11 | 5,897.93 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 8 | Derivative | Restricted Stock Units | 2022-09-09 | J | A | 280.13 | $116.09 | 57,333.89 | D | $93.26 · 2024-02-11 to — | 280.13 Common Stock | (F1) This grant does not have an expiration date. |
| 9 | Derivative | Restricted Stock Units | 2022-09-09 | J | A | 114.76 | $116.09 | 23,487.10 | D | — · — to 2032-02-11 | 114.76 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 10 | Derivative | Restricted Stock Units | 2022-12-09 | J | A | 255.89 | $127.71 | 57,589.78 | D | $93.26 · 2024-02-11 to — | 255.89 Common Stock | (F1) This grant does not have an expiration date. |
| 11 | Derivative | Restricted Stock Units | 2022-12-09 | J | A | 104.83 | $127.71 | 23,591.93 | D | — · — to 2032-02-11 | 104.83 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 12 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 113.47 | $116.26 | 23,256.47 | D | — · — to 2032-02-11 | 113.47 Common Stock | (F2) Conversion occurs on a one-for-one basis. (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 13 | Derivative | Restricted Stock Units | 2022-03-11 | J | A | 276.98 | $116.26 | 56,770.92 | D | $93.26 · 2024-02-11 to — | 276.98 Common Stock | (F1) This grant does not have an expiration date. |
| 14 | Derivative | Stock Appreciation Right | 2023-02-10 | A | A | 96,058 | $0.00 | 96,058 | D | $131.31 · — to 2033-02-10 | 96,058 Common Stock | (F3) Vesting occurs 25% per year beginning one year from grant date. |
| 15 | Derivative | Restricted Stock Units | 2023-02-10 | A | A | 21,895 | $0.00 | 21,895 | D | $131.31 · — to — | 21,895 Common Stock | (F3) Vesting occurs 25% per year beginning one year from grant date. (F4) The final distribution under this grant will occur four years from the grant date. There are no specified expiration dates for this grant. |