Form 4 for ASH ASHLAND INC.
Accepted 2023-02-13 00:00:00 ET · period of report 2023-02-09 · accession 0001127602-23-004844 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-13 | 2023-02-09 | ASH | Winkler von Mohrenfels Petra Yvonne | SVP, GC, Sec | M - OptEx | $79.92 | +2,750 | 7,356 | +60% | +$219.8K |
| DM | 2023-02-13 | 2023-02-09 | ASH | Winkler von Mohrenfels Petra Yvonne | SVP, GC, Sec | D - Sale to Iss | $107.95 | -2,035 | 6,274 | -24% | -$219.7K |
| DM | 2023-02-13 | 2023-02-09 | ASH | Winkler von Mohrenfels Petra Yvonne | SVP, GC, Sec | F - Tax | $107.95 | -242 | 6,139 | -4% | -$26.1K |
| DM | 2023-02-13 | 2023-02-09 | ASH | Winkler von Mohrenfels Petra Yvonne | SVP, GC, Sec | M - OptEx | $0.00 | -2,750 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-09 | M | A | 1,250 | $82.34 | 6,916.15 | D | — | — | |
| 2 | Common | Common Stock | 2023-02-09 | D | D | 953 | $107.95 | 5,963.15 | D | — | — | |
| 3 | Common | Common Stock | 2023-02-09 | F | D | 107 | $107.95 | 5,856.15 | D | — | — | |
| 4 | Common | Common Stock | 2023-02-09 | M | A | 1,500 | $77.90 | 7,356.15 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-09 | F | D | 135 | $107.95 | 6,139.15 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-09 | D | D | 1,082 | $107.95 | 6,274.15 | D | — | — | |
| 7 | Derivative | Stock Appreciation Right | 2023-02-09 | M | D | 1,500 | $0.00 | 0 | D | $77.90 · 2020-11-13 to 2029-11-13 | 1,500 Common Stock | (F3) Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. |
| 8 | Derivative | Stock Appreciation Right | 2023-02-09 | M | D | 1,250 | $0.00 | 0 | D | $82.34 · 2019-11-15 to 2028-11-15 | 1,250 Common Stock | (F3) Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. |