Form 4 for YUMC Yum China Holdings, Inc.
Accepted 2023-02-14 00:00:00 ET · period of report 2023-02-10 · accession 0001127602-23-005025 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-14 | 2023-02-10 | YUMC | Lu Xueling | Ctrl, PAO | M - OptEx | $0.00 | +302 | 6,366 | +5% | $0 |
| D | 2023-02-14 | 2023-02-10 | YUMC | Lu Xueling | Ctrl, PAO | F - Tax | $61.17 | -76 | 6,290 | -1% | -$4,649 |
| D | 2023-02-14 | 2023-02-10 | YUMC | Lu Xueling | Ctrl, PAO | M - OptEx | $0.00 | -302 | 905 | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-10 | M | A | 302 | $0.00 | 6,366 | D | — | — | (F1) Conversion occurs on a one-for-one basis. |
| 2 | Common | Common Stock | 2023-02-10 | F | D | 76 | $61.17 | 6,290 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-02-10 | M | D | 302 | $0.00 | 905 | D | — · — to — | 302 Common Stock | (F1) Conversion occurs on a one-for-one basis. (F2) Vesting occurs 25% per year beginning one year from 2/10/2022. (F3) This grant does not have an expiration date. |