Form 4 for GROV Grove Collaborative Holdings, Inc.
Accepted 2023-02-16 00:00:00 ET · period of report 2023-02-15 · accession 0001127602-23-005721 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-16 | 2023-02-15 | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | M - OptEx | — | +1.27M | 2.73M | +87% | — |
| DM | 2023-02-16 | 2023-02-15 | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | F - Tax | $0.41 | -459.3K | 1.65M | -22% | -$188.3K |
| DM | 2023-02-16 | 2023-02-15 | GROV | Landesberg Stuart | Pres, CEO, Dir, 10% | M - OptEx | — | -1.27M | 9,155 | -99% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common Stock | 2023-02-15 | M | A | 9,155 | — | 1,636,726 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 2 | Common | Class A Common Stock | 2023-02-15 | F | D | 3,166 | $0.41 | 1,633,560 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 3 | Common | Class A Common Stock | 2023-02-15 | M | A | 10,889 | — | 1,644,449 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 4 | Common | Class A Common Stock | 2023-02-15 | F | D | 3,766 | $0.41 | 1,640,683 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 5 | Common | Class A Common Stock | 2023-02-15 | M | A | 18,307 | — | 1,658,990 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 6 | Common | Class A Common Stock | 2023-02-15 | F | D | 294,952 | $0.41 | 2,439,857 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 7 | Common | Class A Common Stock | 2023-02-15 | M | A | 140,204 | — | 1,791,728 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 8 | Common | Class A Common Stock | 2023-02-15 | F | D | 57,176 | $0.41 | 1,734,552 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 9 | Common | Class A Common Stock | 2023-02-15 | M | A | 268,242 | — | 2,002,794 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 10 | Common | Class A Common Stock | 2023-02-15 | F | D | 92,759 | $0.41 | 1,910,035 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 11 | Common | Class A Common Stock | 2023-02-15 | M | A | 824,774 | — | 2,734,809 | D | — | — | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock |
| 12 | Common | Class A Common Stock | 2023-02-15 | F | D | 7,466 | $0.41 | 1,651,524 | D | — | — | (F2) These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability. |
| 13 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 10,889 | — | 10,889 | D | — · — to — | 10,889 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F4) These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date (F5) The RSUs have no expiration date. |
| 14 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 824,774 | — | 824,774 | D | — · — to — | 824,774 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F4) These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date (F5) The RSUs have no expiration date. |
| 15 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 268,242 | — | 268,242 | D | — · — to — | 268,242 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F4) These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date (F5) The RSUs have no expiration date. |
| 16 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 140,204 | — | 1,231,467 | D | — · — to — | 140,204 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F6) These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. (F5) The RSUs have no expiration date. |
| 17 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 18,307 | — | 36,616 | D | — · — to — | 18,307 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F6) These RSUs will vest in equal installments on each February 15, May 15, August 15 and November 15 until becoming fully vested on February 15, 2025, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date. (F5) The RSUs have no expiration date. |
| 18 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 9,155 | — | 9,155 | D | — · — to — | 9,155 Class A Common Stock | (F1) Each restricted stock unit ("RSU") represents a contingent right to receive one share of class A Common Stock (F4) These RSUs shall vest in two equal installments on each of February 15, 2023 and May 15, 2023, subject to the Reporting Person's continued service with the Issuer through each applicable vesting date (F5) The RSUs have no expiration date. |