Form 4 for SWK Stanley Black & Decker
Accepted 2023-02-17 00:00:00 ET · period of report 2022-10-19 · accession 0001127602-23-005870 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 | 2023-02-15 | SWK | Greulach Scot | CAO | A - Grant | $0.00 | +2,422 | 6,945 | +54% | $0 |
| DM | 2023-02-17 | 2022-10-19+ | SWK | Greulach Scot | CAO | A - Grant | $0.1441 | +3,900 | 3,893 | New | +$562.11 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | A | A | 2,422 | $0.00 | 6,945.29 | D | — | — | (F1) Shares to be delivered on vesting of restricted stock units that vest in three equal annual installments beginning on February 15, 2024. (F2) Balance includes 34.0645 shares acquired pursuant to the Employee Stock Purchase Plan since the reporting person's Form 4 filed December 13, 2022. |
| 2 | Derivative | Interest in Employer Stock Fund (Supplemental Plan) | 2022-12-21 | A | A | 2.56 | $73.27 | 55.77 | D | — · — to — | 2.56 Common Stock | (F3) Due to an administrative error, the reporting person inadvertently failed to file the required Form 4 pursuant to Section 16 under the Securities Exchange Act of 1934, as amended, with respect this acquisition of notional shares under the employer stock fund of the Company's Supplemental Retirement Account Plan. (F4) Represents shares notionally held for the reporting person under the Company's Supplemental Retirement Account Plan. The balance under the Supplemental Retirement Account Plan becomes payable in cash following termination of the reporting person's employment. |
| 3 | Derivative | Interest in Employer Stock Fund (Supplemental Plan) | 2022-10-19 | A | A | 2.53 | $74.09 | 50.92 | D | — · — to — | 2.53 Common Stock | (F3) Due to an administrative error, the reporting person inadvertently failed to file the required Form 4 pursuant to Section 16 under the Securities Exchange Act of 1934, as amended, with respect this acquisition of notional shares under the employer stock fund of the Company's Supplemental Retirement Account Plan. (F4) Represents shares notionally held for the reporting person under the Company's Supplemental Retirement Account Plan. The balance under the Supplemental Retirement Account Plan becomes payable in cash following termination of the reporting person's employment. |
| 4 | Derivative | Interest in Employer Stock Fund (Supplemental Plan) | 2022-11-16 | A | A | 2.29 | $81.70 | 53.21 | D | — · — to — | 2.29 Common Stock | (F3) Due to an administrative error, the reporting person inadvertently failed to file the required Form 4 pursuant to Section 16 under the Securities Exchange Act of 1934, as amended, with respect this acquisition of notional shares under the employer stock fund of the Company's Supplemental Retirement Account Plan. (F4) Represents shares notionally held for the reporting person under the Company's Supplemental Retirement Account Plan. The balance under the Supplemental Retirement Account Plan becomes payable in cash following termination of the reporting person's employment. |
| 5 | Derivative | Stock Option (Right to Buy) | 2023-02-15 | A | A | 3,893 | $0.00 | 3,893 | D | $90.32 · 2024-02-15 to 2033-02-15 | 3,893 Common Stock | (F5) The options will become exercisable in three equal annual installments beginning on February 15, 2024. |