Form 4 for AMZN Amazon
Accepted 2023-02-17 17:29:12 ET · period of report 2023-02-15 · accession 0001127602-23-005906 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-17 17:29 | 2023-02-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | M - OptEx | $0.00 | +60.0K | 1.99M | +3% | $0 |
| DM | 2023-02-17 17:29 | 2023-02-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | S - Sale+OE | $99.15 | -23.9K | 1.96M | -1% | -$2.37M |
| D | 2023-02-17 17:29 | 2023-02-15 | AMZN | Jassy Andrew R | Pres, CEO, Dir | M - OptEx | $0.00 | -60.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock, par value $.01 per share | 2023-02-15 | M | A | 60,000 | $0.00 | 1,988,380 | D | — | — | |
| 2 | Common | Common Stock, par value $.01 per share | 2023-02-15 | S | D | 21,790 | $99.09 | 1,966,590 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F2) Represents the weighted average sale price. The highest price at which shares were sold was $99.54 and the lowest price at which shares were sold was $98.55. |
| 3 | Common | Common Stock, par value $.01 per share | 2023-02-15 | S | D | 2,084 | $99.80 | 1,964,506 | D | — | — | (F1) This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. (F3) Represents the weighted average sale price. The highest price at which shares were sold was $100.14 and the lowest price at which shares were sold was $99.58. |
| 4 | Derivative | Restricted Stock Unit Award | 2023-02-15 | M | D | 60,000 | $0.00 | 0 | D | $0.00 · 2019-05-15 to 2023-02-15 | 60,000 Common Stock, par value $.01 per share | (F4) Converts into Common Stock on a one-for-one basis. (F5) This award vests based upon the following vesting schedule and the satisfaction of certain business criteria intended to qualify the award as tax-deductible compensation under Section 162(m) of the Internal Revenue Code: 90,000 shares on each of May 15, 2019, August 15, 2019, November 15, 2019, and February 15, 2020; and 60,000 shares on each of May 15, 2022, August 15, 2022, November 15, 2022, and February 15, 2023. |