Form 4 for BAC Bank of America
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001127602-23-005965 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-15 | BAC | MOYNIHAN BRIAN T | COB, CEO, Dir | M - OptEx | — | +131.5K | 2.12M | +7% | — |
| DM | 2023-02-17 | 2023-02-15 | BAC | MOYNIHAN BRIAN T | COB, CEO, Dir | F - Tax | $35.56 | -51.9K | 2.14M | -2% | -$1.85M |
| D | 2023-02-17 | 2023-02-15 | BAC | MOYNIHAN BRIAN T | COB, CEO, Dir | D - Sale to Iss | $35.56 | -15.9K | 2.14M | -0.7% | -$563.7K |
| DM | 2023-02-17 | 2023-02-15 | BAC | MOYNIHAN BRIAN T | COB, CEO, Dir | M - OptEx | — | -131.5K | 95.1K | -58% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 35,637 | — | 2,135,806 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 2 | Common | Common Stock | 2023-02-15 | F | D | 16,012 | $35.56 | 2,119,794 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 3 | Common | Common Stock | 2023-02-15 | M | A | 31,705 | — | 2,151,499 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 4 | Common | Common Stock | 2023-02-15 | M | A | 15,853 | — | 2,152,922 | D | — | — | (F3) Each unit is the economic equivalent of one share of Bank of America Corporation common stock. |
| 5 | Common | Common Stock | 2023-02-15 | D | D | 15,853 | $35.56 | 2,137,069 | D | — | — | |
| 6 | Common | Common Stock | 2023-02-15 | F | D | 21,445 | $35.56 | 2,100,169 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 7 | Common | Common Stock | 2023-02-15 | M | A | 48,352 | — | 2,121,614 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 8 | Common | Common Stock | 2023-02-15 | F | D | 14,430 | $35.56 | 2,137,069 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 9 | Derivative | 2021 Restricted Stock Units | 2023-02-15 | M | D | 35,637 | — | 71,274 | D | — · — to 2025-02-15 | 35,637 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022. |
| 10 | Derivative | 2022 Cash Settled Restricted Stock Units | 2023-02-15 | M | D | 15,853 | — | 0 | D | — · — to 2023-02-15 | 15,853 Common Stock | (F3) Each unit is the economic equivalent of one share of Bank of America Corporation common stock. (F7) On February 15, 2022, the reporting person was granted units, vesting and payable solely in cash as follows: 1/12th of the stock units vest and become payable on the 15th day of each month during the 12-month period beginning in March 2022 and ending in February 2023. |
| 11 | Derivative | 2020 Restricted Stock Units | 2023-02-15 | M | D | 48,352 | — | 0 | D | — · — to 2023-02-15 | 48,352 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F4) On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021. |
| 12 | Derivative | 2022 Restricted Stock Units | 2023-02-15 | M | D | 31,705 | — | 95,115 | D | — · — to 2026-02-15 | 31,705 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F6) On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023. |