Form 4 for BAC Bank of America
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001127602-23-005990 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-15 | BAC | Knox Kathleen A. | Pres, The Private Bank | M - OptEx | — | +36.0K | 228.1K | +19% | — |
| DM | 2023-02-17 | 2023-02-15 | BAC | Knox Kathleen A. | Pres, The Private Bank | F - Tax | $35.56 | -16.8K | 216.8K | -7% | -$596.8K |
| DM | 2023-02-17 | 2023-02-15 | BAC | Knox Kathleen A. | Pres, The Private Bank | M - OptEx | — | -36.0K | 23.2K | -61% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 11,621 | — | 222,171 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 2 | Common | Common Stock | 2023-02-15 | M | A | 13,055 | — | 216,564 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 3 | Common | Common Stock | 2023-02-15 | F | D | 6,014 | $35.56 | 210,550 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 4 | Common | Common Stock | 2023-02-15 | F | D | 5,365 | $35.56 | 222,705 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 5 | Common | Common Stock | 2023-02-15 | F | D | 5,405 | $35.56 | 216,766 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 6 | Common | Common Stock | 2023-02-15 | M | A | 11,304 | — | 228,070 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 7 | Derivative | 2020 Restricted Stock Units | 2023-02-15 | M | D | 13,055 | — | 0 | D | — · — to 2023-02-15 | 13,055 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F3) On February 14, 2020, the reporting person was granted units, vesting in three equal annual installments commencing on February 15, 2021. |
| 8 | Derivative | 2022 Restricted Stock Units | 2023-02-15 | M | D | 11,304 | — | 33,915 | D | — · — to 2026-02-15 | 11,304 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023. |
| 9 | Derivative | 2021 Restricted Stock Units | 2023-02-15 | M | D | 11,621 | — | 23,242 | D | — · — to 2025-02-15 | 11,621 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F4) On February 12, 2021, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2022. |