Form 4 for BAC Bank of America
Accepted 2023-02-17 00:00:00 ET · period of report 2023-02-15 · accession 0001127602-23-006003 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-17 | 2023-02-15 | BAC | Thompson Bruce R. | Vice COB, Head Ent Credit | M - OptEx | — | +147.7K | 796.8K | +23% | — |
| DM | 2023-02-17 | 2023-02-15 | BAC | Thompson Bruce R. | Vice COB, Head Ent Credit | F - Tax | $35.56 | -69.3K | 718.8K | -9% | -$2.47M |
| DM | 2023-02-17 | 2023-02-15 | BAC | Thompson Bruce R. | Vice COB, Head Ent Credit | M - OptEx | — | -147.7K | 72.3K | -67% | — |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-15 | M | A | 36,163 | — | 762,668 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 2 | Common | Common Stock | 2023-02-15 | F | D | 17,212 | $35.56 | 745,456 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 3 | Common | Common Stock | 2023-02-15 | M | A | 20,265 | — | 765,721 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 4 | Common | Common Stock | 2023-02-15 | F | D | 9,298 | $35.56 | 756,423 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 5 | Common | Common Stock | 2023-02-15 | F | D | 7,269 | $35.56 | 726,505 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 6 | Common | Common Stock | 2023-02-15 | F | D | 18,167 | $35.56 | 778,640 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 7 | Common | Common Stock | 2023-02-15 | M | A | 35,897 | — | 736,168 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 8 | Common | Common Stock | 2023-02-15 | F | D | 17,394 | $35.56 | 718,774 | D | — | — | (F2) Disposition of shares to the issuer to satisfy a tax withholding obligation. |
| 9 | Common | Common Stock | 2023-02-15 | M | A | 15,000 | — | 733,774 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 10 | Common | Common Stock | 2023-02-15 | M | A | 40,384 | — | 796,807 | D | — | — | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. |
| 11 | Derivative | 2019 Restricted Stock Units | 2023-02-15 | M | D | 35,897 | — | 35,898 | D | — · — to — | 35,897 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F3) On February 15, 2019, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2020. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 12 | Derivative | Vested Restricted Stock Units | 2023-02-15 | M | A | 35,897 | — | 71,794 | D | — · — to 2025-02-15 | 35,897 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F3) On February 15, 2019, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2020. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 13 | Derivative | Vested Restricted Stock Units | 2023-02-15 | M | D | 35,897 | — | 35,897 | D | — · — to 2025-02-15 | 35,897 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F3) On February 15, 2019, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2020. The net amount of each installment after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 14 | Derivative | Restricted Stock Units | 2023-02-15 | M | D | 21,000 | — | 54,000 | D | — · — to — | 21,000 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F4) On February 15, 2019, the reporting person was granted units, with 40% vesting on February 15, 2022 and the remaining 60% vesting in five annual installments of 10%, 14%, 12%, 12%, and 12%, respectively, commencing on February 15, 2022. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 15 | Derivative | Vested Restricted Stock Units | 2023-02-15 | M | A | 21,000 | — | 36,000 | D | — · — to 2027-02-15 | 21,000 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F4) On February 15, 2019, the reporting person was granted units, with 40% vesting on February 15, 2022 and the remaining 60% vesting in five annual installments of 10%, 14%, 12%, 12%, and 12%, respectively, commencing on February 15, 2022. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 16 | Derivative | Vested Restricted Stock Units | 2023-02-15 | M | D | 15,000 | — | 21,000 | D | — · — to 2027-02-15 | 15,000 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F4) On February 15, 2019, the reporting person was granted units, with 40% vesting on February 15, 2022 and the remaining 60% vesting in five annual installments of 10%, 14%, 12%, 12%, and 12%, respectively, commencing on February 15, 2022. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 17 | Derivative | 2022 Restricted Stock Units | 2023-02-15 | M | D | 40,384 | — | 121,155 | D | — · — to 2026-02-15 | 40,384 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F7) On February 15, 2022, the reporting person was granted units, vesting in four equal annual installments commencing on February 15, 2023. |
| 18 | Derivative | Vested Restricted Stock Units | 2023-02-15 | M | A | 36,163 | — | 72,326 | D | — · — to 2026-02-15 | 36,163 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 14, 2020, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2021. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 19 | Derivative | Vested Restricted Stock Units | 2023-02-15 | M | D | 36,163 | — | 36,163 | D | — · — to 2026-02-15 | 36,163 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 14, 2020, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2021. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 20 | Derivative | 2021 Restricted Stock Units | 2023-02-15 | M | D | 20,265 | — | 60,797 | D | — · — to — | 20,265 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F6) On February 12, 2021, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2022. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 21 | Derivative | Vested Restricted Stock Units | 2023-02-15 | M | A | 20,265 | — | 40,530 | D | — · — to 2027-02-15 | 20,265 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F6) On February 12, 2021, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2022. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 22 | Derivative | Vested Restricted Stock Units | 2023-02-15 | M | D | 20,265 | — | 20,265 | D | — · — to 2027-02-15 | 20,265 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F6) On February 12, 2021, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2022. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |
| 23 | Derivative | 2020 Restricted Stock Units | 2023-02-15 | M | D | 36,163 | — | 72,326 | D | — · — to — | 36,163 Common Stock | (F1) Each unit represents a contingent right to receive one share of Bank of America Corporation common stock. (F5) On February 14, 2020, the reporting person was granted units, vesting in five equal annual installments commencing on February 15, 2021. The net amount of each of the five installments after any applicable tax withholding is subject to an additional twelve-month holding period after vesting. |