Form 4 for AXP American Express
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-17 · accession 0001127602-23-006201 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-21 | 2023-02-17 | AXP | Lieberman Quinn Jessica | EVP - Ctrl | S - Sale+OE | $175.86 | -5,656 | 804.69 | -88% | -$994.7K |
| D | 2023-02-21 | 2023-02-17 | AXP | Lieberman Quinn Jessica | EVP - Ctrl | M - OptEx | $65.43 | +3,000 | 6,461 | +87% | +$196.3K |
| D | 2023-02-21 | 2023-02-17 | AXP | Lieberman Quinn Jessica | EVP - Ctrl | M - OptEx | $0.00 | -3,000 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | S | D | 5,656 | $175.86 | 804.69 | D | — | — | (F1) The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $175.8501 to $175.92. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. (F2) Includes shares acquired pursuant to dividend reinvestment. |
| 2 | Common | Common Stock | 2023-02-17 | M | A | 3,000 | $65.43 | 6,460.69 | D | — | — | |
| 3 | Derivative | Employee Stock Option (Right to Buy) | 2023-02-17 | M | D | 3,000 | $0.00 | 0 | D | $65.43 · 2020-04-29 to 2026-04-29 | 3,000 Common Stock |