Form 4 for PRU Prudential Financial
Accepted 2023-02-22 00:00:00 ET · period of report 2023-02-17 · accession 0001127602-23-006423 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-22 | 2023-02-17 | PRU | SULLIVAN ANDREW F | EVP | S - Sale | $100.95 | -11.4K | 12.3K | -48% | -$1.15M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-17 | S | D | 11,405 | $100.95 | 12,300 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $100.95 to $101.03 inclusive. The reporting person undertakes to provide to Prudential Financial, Inc., any security holder of Prudential Financial, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote 1 to this Form 4. (F2) Following the transactions reported on this Form 4, Mr. Sullivan continues to hold 12,300 shares directly and 391 shares indirectly in a 401(k) account. Mr. Sullivan also holds an additional 5,372 deferred compensation shares, 34,073 vested stock options, 30,178 unvested restricted stock units, and 104,038 target performance shares (the exact number awarded being dependent on achievement of performance goals). |